RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• B•••••• H•••
- R•••• F••• M••••••••• L•• independent RIA currentsince May 20, 2013 · Lady Lake, Fl
- A••••••• E•••• R••••••••• unclassifiedFeb 10, 2012 to Nov 4, 2013 · Branchburg, Nj
- P•••••• C•••••• F•••••• unclassifiedJan 28, 2010 to Mar 5, 2010 · Flemington, Nj
- I•••••••• S••••••• C••••••• I••• formerAug 8, 2003 to Apr 1, 2005 · Scotch Plains, Nj
- A••••••• E•••• R••••••••• to R•••• F••• M••••••••• L••left Nov 4, 2013, registered May 20, 2013 (-168 days) · Other
- P•••••• C•••••• F•••••• to A••••••• E•••• R•••••••••left Mar 5, 2010, registered Feb 10, 2012 (707 days) · Other
- I•••••••• S••••••• C••••••• I••• to P•••••• C•••••• F••••••left Apr 1, 2005, registered Jan 28, 2010 (1763 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address