DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• K•••••• K•••••••••

D••••••• F•••••••• G•••• L••independent RIAWilmington, Nc IA-onlyIAPD 3069597

Feed of 09/15/2026

Also filed as J•••••• K K•••••••••

At current firm

4 y

since Nov 24, 2021

In the industry

28 y

since Aug 25, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

D••••••• F•••••••• G•••• L•• independent RIA current
since Nov 24, 2021 · Duluth, Ga
H••••••• I••••••••• C••••••• L•• former
Oct 17, 2016 to Apr 26, 2022 · Dacula, Ga
S••••• A••••••• I••• BD affiliated
Jun 30, 2016 to Nov 11, 2016 · Birmingham, Al
S••••• A••• A•••• M••••••••• I••• former
Oct 10, 2008 to Jun 30, 2016 · Birmingham, Al
A••••••••• A•••••• S•••••••• I••• unclassified
Nov 20, 2003 to Sep 23, 2008 · Duluth, Ga

Moves

a registration end followed by a registration begin elsewhere

H••••••• I••••••••• C••••••• L•• to D••••••• F•••••••• G•••• L••
left Apr 26, 2022, registered Nov 24, 2021 (-153 days) · Other
S••••• A••••••• I••• to H••••••• I••••••••• C••••••• L••
left Nov 11, 2016, registered Oct 17, 2016 (-25 days) · Other · moved with a team
S••••• A••• A•••• M••••••••• I••• to S••••• A••••••• I•••
left Jun 30, 2016, registered Jun 30, 2016 (0 days) · corporate re-registration, not a move
A••••••••• A•••••• S•••••••• I••• to S••••• A••• A•••• M••••••••• I•••
left Sep 23, 2008, registered Oct 10, 2008 (17 days) · Other

Signals

J•••••• K•••••• K••••••••• left H••••••• I••••••••• C••••••• L•• for D••••••• F•••••••• G•••• L•• (registered 2021-11-24)
Apr 26, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address