DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

H••••••• I••••••••• C••••••• L••

Former SEC-registered adviserDacula, GeorgiaCRD 284564SEC 801-112600IAPD
Latest filing Mar 31, 2022
First filing on the tape Aug 29, 2016 · 32 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$0 as of Mar 31, 2022
Mar 5, 2018$122M then
HNW client RAUM$0 as of Mar 31, 2022
Mar 5, 2018$57.4M then
State-registered IARs (5.B.3)1 as of Mar 31, 2022
Mar 5, 20186 then
Employees (5.A)1 as of Mar 31, 2022
Mar 5, 20188 then
Private funds: no history
RAUM -100% over the last fiscal yearIARs 7 to 1offices 1 to 0
Practice profile
derived from the filing of Mar 31, 2022; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-100%derivedbetween the last two annual amendments
Advisor growth, one year
-86%derivedItem 5.B.3 between annual amendments
Client growth, one year
-100%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • K••••••••• J••••••• K•••••• · Principal And Chief Compliance Officercontrol
    since 09/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 649 to 0
    Mar 25, 2022 to Mar 31, 2022
  • Advisory employees · 2 to 1
    Mar 25, 2022 to Mar 31, 2022
  • HNW clients · 35 to 0
    Mar 25, 2022 to Mar 31, 2022
  • Individual clients · 328 to 0
    Mar 25, 2022 to Mar 31, 2022
  • Pension plan clients · 39 to 0
    Mar 25, 2022 to Mar 31, 2022
  • Employees · 4 to 1
    Mar 25, 2022 to Mar 31, 2022
  • State-registered IARs · 2 to 1
    Mar 25, 2022 to Mar 31, 2022
  • Discretionary RAUM · $171M to $0
    Mar 25, 2022 to Mar 31, 2022
  • HNW RAUM · $69.7M to $0
    Mar 25, 2022 to Mar 31, 2022
  • Individual RAUM · $84.8M to $0
    Mar 25, 2022 to Mar 31, 2022
  • Non-discretionary RAUM · $25.2M to $0
    Mar 25, 2022 to Mar 31, 2022
  • Pension RAUM · $41.7M to $0
    Mar 25, 2022 to Mar 31, 2022
  • RAUM · $196M to $0
    Mar 25, 2022 to Mar 31, 2022
  • Advisory employees · 3 to 2
    Sep 24, 2021 to Nov 9, 2021
  • BD registered reps · 3 to 1
    Sep 24, 2021 to Nov 9, 2021
  • State-registered IARs · 3 to 2
    Sep 24, 2021 to Nov 9, 2021
  • Advisory employees · 7 to 3
    Mar 31, 2021 to Sep 24, 2021
  • BD registered reps · 4 to 3
    Mar 31, 2021 to Sep 24, 2021
  • Employees · 9 to 4
    Mar 31, 2021 to Sep 24, 2021
  • State-registered IARs · 7 to 3
    Mar 31, 2021 to Sep 24, 2021
  • Other offices · 1 to 0
    Mar 31, 2021 to Sep 24, 2021
  • Accounts · 690 to 649
    Jun 25, 2020 to Mar 31, 2021
  • Advisory employees · 6 to 7
    Jun 25, 2020 to Mar 31, 2021
  • HNW clients · 32 to 35
    Jun 25, 2020 to Mar 31, 2021
  • Individual clients · 325 to 328
    Jun 25, 2020 to Mar 31, 2021
  • Pension plan clients · 33 to 39
    Jun 25, 2020 to Mar 31, 2021
  • Employees · 7 to 9
    Jun 25, 2020 to Mar 31, 2021
  • State-registered IARs · 6 to 7
    Jun 25, 2020 to Mar 31, 2021
  • Discretionary RAUM · $133M to $171M
    Jun 25, 2020 to Mar 31, 2021
  • HNW RAUM · $71.6M to $69.7M
    Jun 25, 2020 to Mar 31, 2021
  • Individual RAUM · $78.9M to $84.8M
    Jun 25, 2020 to Mar 31, 2021
  • Non-discretionary RAUM · $51.9M to $25.2M
    Jun 25, 2020 to Mar 31, 2021
  • Pension RAUM · $34.4M to $41.7M
    Jun 25, 2020 to Mar 31, 2021
  • RAUM · $185M to $196M
    Jun 25, 2020 to Mar 31, 2021
  • HNW RAUM · $70.5M to $71.6M
    Dec 23, 2019 to Mar 18, 2020
  • Accounts · 652 to 690
    Dec 23, 2019 to Mar 18, 2020
  • Advisory employees · 9 to 6
    Dec 23, 2019 to Mar 18, 2020
  • BD registered reps · 9 to 4
    Dec 23, 2019 to Mar 18, 2020
  • HNW clients · 131 to 32
    Dec 23, 2019 to Mar 18, 2020
  • Individual clients · 318 to 325
    Dec 23, 2019 to Mar 18, 2020
Signals
6 dated events
  • J•••••• K•••••• K••••••••• left H••••••• I••••••••• C••••••• L•• for D••••••• F•••••••• G•••• L•• (registered 2021-11-24)
    Apr 26, 2022 · a•••••• firm change · fact
  • H••••••• I••••••••• C••••••• L•• reported RAUM $0, down 100% from $196.3M (2022-03-25 to 2022-03-31)
    Mar 31, 2022 · RAUM change · derived
  • R•••••• C•••• G••• left H••••••• I••••••••• C••••••• L•• for I••••••••• A•••••• A•••••••• L•• (registered 2022-03-11)
    Mar 30, 2022 · a•••••• firm change · fact
  • Shea Eric Hollifield (Principal / Managing Member) no longer on Schedule A of H••••••• I••••••••• C••••••• L•• (listed 2021-03-31, absent 2021-09-24)
    Sep 24, 2021 · Control person left · inference
  • M•••••• S•••• B••••• (Principal / Managing Member) no longer on Schedule A of H••••••• I••••••••• C••••••• L•• (listed 2020-03-18, absent 2020-04-28)
    Apr 28, 2020 · Control person left · inference
  • H••••••• I••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
    Aug 29, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026