RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• M••••••• B••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jul 9, 2019 · Tacoma, Wa
- F•••••••• A•••••••• A••••••• S••••••• formerMar 5, 2012 to Apr 6, 2018 · Olympia, Wa
- F•••••••• A•••••••• I••••••••• M••••••••• formerNov 22, 2011 to Apr 4, 2018 · Olympia, Wa
- L•• F•••••••• L•• BD affiliatedMar 17, 2010 to Jun 3, 2019 · Olympia, Wa
- F•••• M•••••• S••••••••• C•••• unclassifiedAug 31, 2006 to May 14, 2008 · Olympia, Wa
- L•• F•••••••• L•• to F•••••••• A•••••••• I••••••••• M•••••••••left Jun 3, 2019, registered Nov 22, 2011 (-2750 days) · Other
- F•••••••• A•••••••• A••••••• S••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 6, 2018, registered Jul 9, 2019 (459 days) · Other
- F•••••••• A•••••••• I••••••••• M••••••••• to F•••••••• A•••••••• A••••••• S•••••••left Apr 4, 2018, registered Mar 5, 2012 (-2221 days) · Other
- F•••• M•••••• S••••••••• C•••• to L•• F•••••••• L••left May 14, 2008, registered Mar 17, 2010 (672 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address