DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• L•••• M•••

A••••••• I••••••••• A•••••••• L••i••••••••• wealthScottsdale, Az IA-onlyIAPD 3070148

Feed of 09/15/2026

Also filed as J•••• L•••• M•••

At current firm

0 y

since Jan 8, 2026

In the industry

28 y

since Jul 15, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• I••••••••• A•••••••• L•• i••••••••• wealth current
since Jan 8, 2026 · Dallas, Tx
F•••••• I••••••••• M••••••••• I••• i••••••••• wealth
Feb 7, 2024 to Dec 16, 2025 · South Windsor, Ct
3••• C•••••• M••••••••• L•• former
Apr 20, 2021 to Dec 21, 2023 · Hartford, Ct
3• A•••• M••••••••• I••• former
Mar 26, 2020 to Mar 31, 2021 · Scottsdale, Az
P••••• • M••• W••••• M••••••••• G•••• state registered
Feb 1, 2011 to Mar 30, 2020 · Phoenix, Az
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Sep 16, 2008 to Feb 22, 2011 · Phoenix, Az
T• A••••••••• I••• former
Jul 8, 2008 to Sep 10, 2008 · Scottsdale, Az
T• A••••••••• I••••••••• M••••••••• L•• former
Jul 8, 2008 to Sep 10, 2008 · Scottsdale, Az
S•••••••• A••••••• L•• national BD
Sep 16, 2002 to Jun 20, 2008 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

F•••••• I••••••••• M••••••••• I••• to A••••••• I••••••••• A•••••••• L••
left Dec 16, 2025, registered Jan 8, 2026 (23 days) · RIA to RIA
3••• C•••••• M••••••••• L•• to F•••••• I••••••••• M••••••••• I•••
left Dec 21, 2023, registered Feb 7, 2024 (48 days) · channel change inside one enterprise, not a move
3• A•••• M••••••••• I••• to 3••• C•••••• M••••••••• L••
left Mar 31, 2021, registered Apr 20, 2021 (20 days) · RIA to RIA
P••••• • M••• W••••• M••••••••• G•••• to 3• A•••• M••••••••• I•••
left Mar 30, 2020, registered Mar 26, 2020 (-4 days) · Other
C•••••••• I••••••••• R••••••• A•••••••• I••• to P••••• • M••• W••••• M••••••••• G••••
left Feb 22, 2011, registered Feb 1, 2011 (-21 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Sep 10, 2008, registered Sep 16, 2008 (6 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Sep 10, 2008, registered Jul 8, 2008 (-64 days) · channel change inside one enterprise, not a move
S•••••••• A••••••• L•• to T• A••••••••• I•••
left Jun 20, 2008, registered Jul 8, 2008 (18 days) · Affiliated broker-dealer or bank to a newly registered adviser

Signals

J•••• L•••• M••• left F•••••• I••••••••• M••••••••• I••• for A••••••• I••••••••• A•••••••• L•• (registered 2026-01-08)
Dec 16, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: I••••••••• WEALTHderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address