RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• J•••• M•••••
- A••••••• W••••• A••••••• BD affiliated currentsince Aug 17, 2022 · Canandaigua, Ny
- K•••• M••••••••• formerSep 5, 2014 to Sep 30, 2022 · Cananduiqua, Ny
- W••• S••••• F•••••••• G••••• I•• formerJun 5, 2006 to Sep 5, 2014 · Rochester, Ny
- K•••• M••••••••• to A••••••• W••••• A•••••••left Sep 30, 2022, registered Aug 17, 2022 (-44 days) · Affiliated broker-dealer or bank to another · moved with a team
- W••• S••••• F•••••••• G••••• I•• to K•••• M•••••••••left Sep 5, 2014, registered Sep 5, 2014 (0 days) · Other
- J•••• J•••• M••••• left K•••• M••••••••• for A••••••• W••••• A••••••• (registered 2022-08-17)Sep 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address