RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• A•• F•••••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 6, 2022 · Billings, Mt
- E••••• J•••• national BDMay 30, 2006 to Nov 11, 2022 · Billings, Mt
- P•••• S•••••• • C•• institutionalOct 2, 2000 to Jun 1, 2006 · Billings, Mt
- E••••• J•••• to L•• F•••••••• L••left Nov 11, 2022, registered Dec 6, 2022 (25 days) · Affiliated broker-dealer or bank to independent RIA
- P•••• S•••••• • C•• to E••••• J••••left Jun 1, 2006, registered May 30, 2006 (-2 days) · Other
- J•••• A•• F••••••• left E••••• J•••• for L•• F•••••••• L•• (registered 2022-12-06)Nov 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address