RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• M•••• B••••••
- C••••• A••••••• G••••• L•• independent RIA currentsince Apr 8, 2026 · Clearwater, Fl
- E•••••• A••••••• G••••• L•• BD affiliatedAug 24, 2021 to May 7, 2025 · Williamstown, Vt
- C••• B•••••••• S•••••••• I••• formerJul 18, 2013 to Jul 20, 2021 · Montpelier, Vt
- L•• F•••••••• L•• BD affiliatedMar 14, 2011 to May 22, 2013 · Barre, Vt
- E•••••• A••••••• G••••• L•• to C••••• A••••••• G••••• L••left May 7, 2025, registered Apr 8, 2026 (336 days) · Affiliated broker-dealer or bank to independent RIA
- C••• B•••••••• S•••••••• I••• to E•••••• A••••••• G••••• L••left Jul 20, 2021, registered Aug 24, 2021 (35 days) · Other
- L•• F•••••••• L•• to C••• B•••••••• S•••••••• I•••left May 22, 2013, registered Jul 18, 2013 (57 days) · Other
- C•••••••• M•••• B•••••• left E•••••• A••••••• G••••• L•• for C••••• A••••••• G••••• L•• (registered 2026-04-08)May 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address