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Registered advisor
T•••••• J•••• M•••••
Feed of 09/14/2026
At current firm
6 y
since Jan 27, 2020
In the industry
28 y
since Aug 10, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• C•••••• G•••• L•• state registered currentsince Jan 27, 2020 · Alpharetta, Ga
- S••••• A••• A•••• M••••••••• I••• formerNov 28, 2006 to Jul 9, 2007 · Birmingham, Al
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jun 16, 2004 · La Jolla, Ca
- P••••••••• E••••• G••••• L•• unclassifiedJan 17, 2001 to Jul 1, 2003 · La Jolla, Ca
Moves
a registration end followed by a registration begin elsewhere
- S••••• A••• A•••• M••••••••• I••• to M••••• C•••••• G•••• L••left Jul 9, 2007, registered Jan 27, 2020 (4585 days) · Other
- W•••• F•••• A••••••• to S••••• A••• A•••• M••••••••• I•••left Jun 16, 2004, registered Nov 28, 2006 (895 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address