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Registered advisor
K•• I••• F••••••
Feed of 09/15/2026
Also filed as Kim I••• Lavoie
At current firm
13 y
since Nov 19, 2012
In the industry
25 y
since Nov 6, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Nov 19, 2012 · Portland Maine (Id), Me
- M••••• S•••••• wirehouseJun 1, 2009 to Nov 20, 2012 · Portland, Me
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 7, 2006 to Jun 1, 2009 · Portland, Me
- U•• F•••••••• S••••••• I••• wirehouseAug 19, 2002 to Jun 5, 2006 · Portland, Me
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to R••••• W• B•••• • C•• I•••••••••left Nov 20, 2012, registered Nov 19, 2012 (-1 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••left Jun 5, 2006, registered Jun 7, 2006 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address