RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• P•••• K••••
- A•••• A••••••••• S••••••••• L•• independent RIA currentsince Aug 11, 2020 · Fayetteville, Ga
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedFeb 16, 2012 to Jul 10, 2020 · Alpharetta, Ga
- S••••••• F•••••••• S•••••••• I••• formerJan 3, 2012 to Jan 23, 2012 · Fayetteville, Ga
- T••••••••• F•••••••• A•••••••• L•• to A•••• A••••••••• S••••••••• L••left Jul 10, 2020, registered Aug 11, 2020 (32 days) · Affiliated broker-dealer or bank to independent RIA
- S••••••• F•••••••• S•••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Jan 23, 2012, registered Feb 16, 2012 (24 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address