RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• D•••• L•••••
- W••••• P•••••• A•••• M••••••••• L•• mixed wealth currentsince May 11, 2026 · Knoxville, Tn
- V•••••••• P••••••• • I••••••••• L•• state registered currentsince Jan 1, 2025 · Knoxville, Tn
- S••••• W••••• A•••••••• I••• no RAUMDec 2, 2016 to Jan 26, 2017 · Lone Tree, Co
- C•••••• S••••• • C••• I••• national BDOct 3, 2005 to Dec 2, 2016 · Englewood, Co
- C•••••• S••••• • C••• I••• national BDOct 30, 2003 to Nov 24, 2004 · Denver, Co
- S••••• W••••• A•••••••• I••• to V•••••••• P••••••• • I••••••••• L••left Jan 26, 2017, registered Jan 1, 2025 (2897 days) · Other
- C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••left Dec 2, 2016, registered Dec 2, 2016 (0 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address