DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Banyan Partners, LLC

Former SEC-registered adviserPalm Beach Gardens, FloridaCRD 141398SEC 801-67092IAPD
Latest filing Oct 27, 2014
First filing on the tape Nov 30, 2011 · 25 filings
RAUM
$4.6B
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
90
24 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$4.6B as of Mar 31, 2014
Mar 30, 2012$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)40 as of Mar 31, 2014
Mar 19, 201319 then
Employees (5.A)90 as of Mar 31, 2014
Mar 19, 201337 then
Private funds: no history
RAUM +273% over the last fiscal yearIARs 19 to 40
Practice profile
derived from the filing of Oct 27, 2014; every figure names its basis
RAUM per advisor
$115MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$849,592derivedRAUM over accounts (5.F.2.f)
Discretionary
81%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.3derivedItem 5.A over advisors
Advisors per office
4.0derived10 offices incl. principal (1.F.5)
RAUM growth, one year
+273%derivedbetween the last two annual amendments
Advisor growth, one year
+111%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, performance-based, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, otherreportedItem 5.G
Custody
$1.2B, 297 clientsreportedItem 9.A
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5,392reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$1.2B for 297 clientsreported
Compensation
% of AUM, fixed, hourly, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Beth Lauri London · Chief Compliance Officer And General Counselcontrol
    since 01/2014 · owns less than 5%
  • John Peter Raimondi · Managing Membercontrol
    since 01/2009 · owns 25% to 50%
  • Guy Michael Blackmon · Executive Managing Director Of Equity And Research, Member
    since 01/2009 · owns less than 5%
  • Newton David Bottoms · Member, Elected Mgr
    since 01/2009 · owns 10% to 25%
  • Anne Sharon Daniels · Executive Vice President, Member
    since 01/2011 · owns less than 5%
  • Scott Dell'Orfano · Chief Strategic Officer
    since 01/2013 · owns 5% to 10%
  • Edward Eskandarian · Member, Elected Mgr
    since 01/2011 · owns less than 5%
  • Milagros Kleiner · Executive Vice President - Human Resources
    since 01/2014 · owns less than 5%
  • Thomas Reed Manning · Chief Investment Officer
    since 08/2013 · owns less than 5%
  • E Patrick Tylander · Chief Operations Officer, Member
    since 06/2009 · owns less than 5%
Entity owners
  • Tpb (US) Limited Partnership Note: Nonvoting Interest Only · Member, Elected Mgr
    direct · owns 25% to 50%
  • Temperance Partners (Canada) Limited Partnership Note: Nonvoting Interest Only · Limited Partners
    indirect · owns 50% to 75% of Temperance Partners (Canada) Limited Partnership
  • Temperance Partners (Delaware) Inc Note: Nonvoting Interest Only · Limited Partner
    indirect · owns 50% to 75% of Temperance Partners (Delaware) Inc
  • Tpb Gp Inc Note: Nonvoting Interest Only · General Partner
    indirect · owns F of Tpb Gp Inc
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • Atlanta, GA
  • Boston, MA
  • Coral Gables, FL
  • Fort Lauderdale, FL
  • Madison, WI
  • Naples, FL
  • New York, NY
  • Plano, TX
  • San Francisco, CA
What changed
consecutive filings, newest first
  • Related adviser · false to true
    May 13, 2014 to Oct 27, 2014
  • Accounts · 4,709 to 5,392
    Feb 6, 2014 to Mar 31, 2014
  • Advisory employees · 21 to 24
    Feb 6, 2014 to Mar 31, 2014
  • Advisory activities · 4 to 6
    Feb 6, 2014 to Mar 31, 2014
  • Assets in custody · $1.1B to $1.2B
    Feb 6, 2014 to Mar 31, 2014
  • Employees · 80 to 90
    Feb 6, 2014 to Mar 31, 2014
  • State-registered IARs · 24 to 40
    Feb 6, 2014 to Mar 31, 2014
  • Discretionary RAUM · $3.6B to $3.7B
    Feb 6, 2014 to Mar 31, 2014
  • Non-discretionary RAUM · $727M to $869M
    Feb 6, 2014 to Mar 31, 2014
  • RAUM · $4.3B to $4.6B
    Feb 6, 2014 to Mar 31, 2014
  • Accounts · 4,227 to 4,709
    Aug 6, 2013 to Oct 15, 2013
  • Advisory employees · 28 to 21
    Aug 6, 2013 to Oct 15, 2013
  • Advisory activities · 5 to 4
    Aug 6, 2013 to Oct 15, 2013
  • Assets in custody · $1.7B to $1.1B
    Aug 6, 2013 to Oct 15, 2013
  • Employees · 69 to 80
    Aug 6, 2013 to Oct 15, 2013
  • State-registered IARs · 29 to 24
    Aug 6, 2013 to Oct 15, 2013
  • Discretionary RAUM · $2.6B to $3.6B
    Aug 6, 2013 to Oct 15, 2013
  • Non-discretionary RAUM · $538M to $727M
    Aug 6, 2013 to Oct 15, 2013
  • RAUM · $3.2B to $4.3B
    Aug 6, 2013 to Oct 15, 2013
  • Accounts · 2,638 to 4,227
    Apr 8, 2013 to Aug 6, 2013
  • Advisory employees · 12 to 28
    Apr 8, 2013 to Aug 6, 2013
  • Advisory activities · 2 to 5
    Apr 8, 2013 to Aug 6, 2013
  • Assets in custody · $10.1M to $1.7B
    Apr 8, 2013 to Aug 6, 2013
  • Employees · 37 to 69
    Apr 8, 2013 to Aug 6, 2013
  • Financial planning clients · 11-25 to 101-250
    Apr 8, 2013 to Aug 6, 2013
  • State-registered IARs · 19 to 29
    Apr 8, 2013 to Aug 6, 2013
  • Discretionary RAUM · $1.0B to $2.6B
    Apr 8, 2013 to Aug 6, 2013
  • Non-discretionary RAUM · $191M to $538M
    Apr 8, 2013 to Aug 6, 2013
  • RAUM · $1.2B to $3.2B
    Apr 8, 2013 to Aug 6, 2013
  • Accounts · 3,150 to 2,638
    Jan 22, 2013 to Mar 19, 2013
  • Advisory employees · 21 to 12
    Jan 22, 2013 to Mar 19, 2013
  • Assets in custody · $9.6M to $10.1M
    Jan 22, 2013 to Mar 19, 2013
  • Employees · 31 to 37
    Jan 22, 2013 to Mar 19, 2013
  • Financial planning clients · 51-100 to 11-25
    Jan 22, 2013 to Mar 19, 2013
  • State-registered IARs · 22 to 19
    Jan 22, 2013 to Mar 19, 2013
  • Discretionary RAUM · $942M to $1.0B
    Jan 22, 2013 to Mar 19, 2013
  • Non-discretionary RAUM · $168M to $191M
    Jan 22, 2013 to Mar 19, 2013
  • RAUM · $1.1B to $1.2B
    Jan 22, 2013 to Mar 19, 2013
  • Advisory employees · unset to 21.0
    Sep 18, 2012 to Jan 3, 2013
  • Employees · unset to 31.0
    Sep 18, 2012 to Jan 3, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026