RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• B•••• W••••
- Professional profile
- linkedin.com/in/barry-waits-9b645118reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- W•••• I••••••••• L•• state registered currentsince Jun 27, 2016 · Carlsbad, Ca
- F••••• I••••••••• independent RIAOct 14, 2010 to Mar 7, 2012 · Camas, Wa
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJul 6, 2010 to Sep 30, 2010 · Portland, Or
- F••••• I••••••••• to W•••• I••••••••• L••left Mar 7, 2012, registered Jun 27, 2016 (1573 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to F••••• I•••••••••left Sep 30, 2010, registered Oct 14, 2010 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address