G•••••• C•••••• L•••••••

• R••••• W• B•••• • C•• I••••••••• mixed wealth current
  since Nov 5, 2021 · Owensboro, Ky
• W•••• F•••• A••••••• wirehouse
  Jan 1, 2008 to Nov 11, 2021 · Owensboro, Ky
• A• G• E•••••• • S•••• I••• unclassified
  Oct 29, 2003 to Jan 1, 2008 · Owensboro, Ky

• W•••• F•••• A••••••• to R••••• W• B•••• • C•• I•••••••••
  left Nov 11, 2021, registered Nov 5, 2021 (-6 days) · Wirehouse to independent RIA · moved with a team
• A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
  left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wealth manager with institutional or fund businessderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address