RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• C•••••• E••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Sep 1, 2017 · Fort Collins, Co
- N••••••••• W••••• M••••••••• independent RIAApr 26, 2016 to Aug 7, 2017 · Fort Collins, Co
- S•• BD affiliatedJun 23, 2014 to Apr 25, 2016 · Fort Collins, Co
- V••• F•••••••• A•••••••• I••• BD affiliatedSep 10, 2012 to Jun 24, 2014 · Longmont, Co
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJan 25, 2012 to Jul 27, 2012 · Fort Collins, Co
- N••••••••• W••••• M••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Aug 7, 2017, registered Sep 1, 2017 (25 days) · Other
- S•• to N••••••••• W••••• M•••••••••left Apr 25, 2016, registered Apr 26, 2016 (1 days) · Other · moved with a team
- V••• F•••••••• A•••••••• I••• to S••left Jun 24, 2014, registered Jun 23, 2014 (-1 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jul 27, 2012, registered Sep 10, 2012 (45 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address