RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• K••••• M••••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Aug 2, 2019 · New York, Ny
- A•••••••• F•••• M••••••••• L•• asset managerJan 30, 2017 to Jun 19, 2019 · Boston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 28, 2009 to Oct 14, 2016 · Boston, Ma
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJan 8, 2009 to Oct 23, 2009 · Boston, Ma
- B••• A•••••••• L•• formerMay 1, 2008 to Dec 31, 2008 · Boston, Ma
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedApr 19, 2006 to Apr 18, 2008 · Boston, Ma
- A•••••••• F•••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 19, 2019, registered Aug 2, 2019 (44 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A•••••••• F•••• M••••••••• L••left Oct 14, 2016, registered Jan 30, 2017 (108 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 28, 2009 (5 days) · corporate re-registration, not a move
- B••• A•••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Dec 31, 2008, registered Jan 8, 2009 (8 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to B••• A•••••••• L••left Apr 18, 2008, registered May 1, 2008 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address