B••••••• T••••• T••

• I••••••••• F•••••••• G••••• L•• BD affiliated current
  since Aug 23, 2017 · Honolulu, Hi
• L•• F•••••••• L•• BD affiliated
  Jan 23, 2012 to Aug 29, 2017 · Kapolei, Hi
• S••••••••• A•••••• A•••••••• I••• former
  Feb 7, 2011 to Jan 12, 2012 · Honolulu, Hi
• B••••••• I••••••••• S•••••••• I••• ••••• former
  Aug 16, 2004 to Feb 15, 2011 · Honolulu, Hi

• L•• F•••••••• L•• to I••••••••• F•••••••• G••••• L••
  left Aug 29, 2017, registered Aug 23, 2017 (-6 days) · Other
• S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••
  left Jan 12, 2012, registered Jan 23, 2012 (11 days) · Other
• B••••••• I••••••••• S•••••••• I••• ••••• to S••••••••• A•••••• A•••••••• I•••
  left Feb 15, 2011, registered Feb 7, 2011 (-8 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address