DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ian Joseph Tollefsen
Certified Financial Planner
Feed of 09/15/2026
At current firm
1 y
since Jun 11, 2025
In the industry
28 y
since Sep 16, 1998 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Consolidated Portfolio Review Corp independent RIA currentsince Jun 11, 2025 · Nashua, Nh
- Trust Advisory Group Ltd independent RIAJul 28, 2021 to May 19, 2025 · Nashua, Nh
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJan 8, 2015 to May 2, 2016 · Hanover, Nh
- World Advisory Services formerSep 16, 2014 to Dec 22, 2014 · Lincroft, Nj
- Walnut Street Securities, Inc. formerSep 19, 2008 to Feb 24, 2012 · Boston, Ma
- New England Securities Corporation formerSep 19, 2008 to Aug 1, 2014 · Somerset, Nj
- Msi Financial Services, Inc. formerSep 19, 2008 to Aug 1, 2014 · Somerset, Nj
- Tower Square Securities, Inc. formerSep 19, 2008 to Feb 24, 2012 · Boston, Ma
- RBC Capital Markets, LLC national BDSep 18, 2003 to Oct 8, 2004 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Trust Advisory Group Ltd to Consolidated Portfolio Review Corpleft May 19, 2025, registered Jun 11, 2025 (23 days) · RIA to RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Trust Advisory Group Ltdleft May 2, 2016, registered Jul 28, 2021 (1913 days) · Wirehouse to independent RIA
- World Advisory Services to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Dec 22, 2014, registered Jan 8, 2015 (17 days) · Other
- Msi Financial Services, Inc. to New England Securities Corporationleft Aug 1, 2014, registered Sep 19, 2008 (-2142 days) · Other
- New England Securities Corporation to World Advisory Servicesleft Aug 1, 2014, registered Sep 16, 2014 (46 days) · Other
- Walnut Street Securities, Inc. to New England Securities Corporationleft Feb 24, 2012, registered Sep 19, 2008 (-1253 days) · channel change inside one enterprise, not a move
- Tower Square Securities, Inc. to Walnut Street Securities, Inc.left Feb 24, 2012, registered Sep 19, 2008 (-1253 days) · channel change inside one enterprise, not a move
- RBC Capital Markets, LLC to Tower Square Securities, Inc.left Oct 8, 2004, registered Sep 19, 2008 (1442 days) · Other
Signals
- Ian Joseph Tollefsen left Trust Advisory Group Ltd for Consolidated Portfolio Review Corp (registered 2025-06-11)May 19, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address