DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Alfredo Oliva

Advisuitestate registeredCoral Gables, FlIA-onlyIAPD 3083002

Certified Financial Planner

Feed of 09/14/2026

Also filed as Alfie Oliva

At current firm

1 y

since Aug 22, 2025

In the industry

28 y

since Aug 24, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Advisuite state registered current
since Aug 22, 2025 · Coral Gables, Fl
Kovack Advisors, Inc. BD affiliated
Jul 5, 2011 to Jul 22, 2026 · Ft. Lauderdale, Fl
Next Financial Group, Inc. former
Apr 15, 2008 to Jun 20, 2011 · Saint Augustine, Fl
Hsbc Securities (USA) Inc. BD affiliated
Nov 7, 2006 to Apr 17, 2008 · Surfside, Fl
Tradepro Securities, LLC. unclassified
Jul 21, 2005 to Oct 9, 2006 · Lawrenceville, Ga
Raymond James Financial Services, Inc. unclassified
Apr 15, 2003 to Jul 7, 2005 · Coral Gabels, Fl
A. G. Edwards & Sons, Inc. unclassified
Oct 7, 1998 to Mar 6, 2003 · Coral Gables, Fl

Moves

a registration end followed by a registration begin elsewhere

Kovack Advisors, Inc. to Advisuite
left Jul 22, 2026, registered Aug 22, 2025 (-334 days) · Affiliated broker-dealer or bank to a state-registered adviser
Next Financial Group, Inc. to Kovack Advisors, Inc.
left Jun 20, 2011, registered Jul 5, 2011 (15 days) · Other
Hsbc Securities (USA) Inc. to Next Financial Group, Inc.
left Apr 17, 2008, registered Apr 15, 2008 (-2 days) · Other
Tradepro Securities, LLC. to Hsbc Securities (USA) Inc.
left Oct 9, 2006, registered Nov 7, 2006 (29 days) · Other
Raymond James Financial Services, Inc. to Tradepro Securities, LLC.
left Jul 7, 2005, registered Jul 21, 2005 (14 days) · Other
A. G. Edwards & Sons, Inc. to Raymond James Financial Services, Inc.
left Mar 6, 2003, registered Apr 15, 2003 (40 days) · Other

Signals

Alfredo Oliva left Kovack Advisors, Inc. for Advisuite (registered 2025-08-22)
Jul 22, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address