DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• M•••••• M••••••

B•••••• W••••• L••state registeredFort Myers, FlIA-onlyIAPD 3083501

Feed of 09/14/2026

At current firm

0 y

since Nov 14, 2025

In the industry

27 y

since Apr 7, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•••••• W••••• L•• state registered current
since Nov 14, 2025 · Fort Myers, Fl
F••••••• W••••• A•••••••• L•• independent RIA
Jan 29, 2025 to Mar 5, 2025 · Fort Myers, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
May 25, 2017 to Jan 16, 2025 · Fort Myers, Fl
T••••• A••••••• S•••••••• I••• BD affiliated
Nov 7, 2016 to Jun 1, 2017 · Tampa, Fl
S••••••• I••••••••• S•••••••• I••• former
May 12, 2005 to Dec 31, 2016 · Fort Myers, Fl
A•••••• I••••••••• M••••••••• C•••••• L•• unclassified
Oct 16, 2003 to Jan 24, 2005 · Fort Myers, Fl
A•••••• I••••••••• S•••••••• I••• unclassified
Mar 14, 2003 to Oct 15, 2003 · Ft. Myers, Fl

Moves

a registration end followed by a registration begin elsewhere

F••••••• W••••• A•••••••• L•• to B•••••• W••••• L••
left Mar 5, 2025, registered Nov 14, 2025 (254 days) · RIA to a state-registered adviser
A••••••••• F•••••••• S•••••••• L•• to F••••••• W••••• A•••••••• L••
left Jan 16, 2025, registered Jan 29, 2025 (13 days) · Affiliated broker-dealer or bank to independent RIA
T••••• A••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Jun 1, 2017, registered May 25, 2017 (-7 days) · Other
S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
left Dec 31, 2016, registered Nov 7, 2016 (-54 days) · corporate re-registration, not a move
A•••••• I••••••••• M••••••••• C•••••• L•• to S••••••• I••••••••• S•••••••• I•••
left Jan 24, 2005, registered May 12, 2005 (108 days) · Other
A•••••• I••••••••• S•••••••• I••• to A•••••• I••••••••• M••••••••• C•••••• L••
left Oct 15, 2003, registered Oct 16, 2003 (1 days) · Other

Signals

B•••• M•••••• M•••••• left F••••••• W••••• A•••••••• L•• for B•••••• W••••• L•• (registered 2025-11-14)
Mar 5, 2025 · Advisor changed firm · fact
B•••• M•••••• M•••••• left A••••••••• F•••••••• S•••••••• L•• for F••••••• W••••• A•••••••• L•• (registered 2025-01-29)
Jan 16, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address