RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• A•••• A•••••••
- S••• V•••• P•••••••• L••• other currentsince Jan 9, 2025 · San Antonio, Tx
- B•• F•••••••• A••••••• BD affiliatedOct 11, 2022 to Jan 3, 2025 · Plano, Tx
- S••• V•••• P•••••••• L••• otherNov 24, 2020 to Oct 5, 2022 · Argyle, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 7, 2008 to Mar 24, 2010 · Fort Worth, Tx
- T• A••••••••• I••• formerMar 7, 2008 to Mar 24, 2010 · Fort Worth, Tx
- A••••••• A•••• M••••••••• I••• mixed wealthMay 13, 2005 to Feb 12, 2008 · San Antonio, Tx
- B•• F•••••••• A••••••• to S••• V•••• P•••••••• L•••left Jan 3, 2025, registered Jan 9, 2025 (6 days) · Other
- S••• V•••• P•••••••• L••• to B•• F•••••••• A•••••••left Oct 5, 2022, registered Oct 11, 2022 (6 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Mar 24, 2010, registered Mar 7, 2008 (-747 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to S••• V•••• P•••••••• L•••left Mar 24, 2010, registered Nov 24, 2020 (3898 days) · Other
- A••••••• A•••• M••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 12, 2008, registered Mar 7, 2008 (24 days) · Other
- L•••• A•••• A••••••• left B•• F•••••••• A••••••• for S••• V•••• P•••••••• L••• (registered 2025-01-09)Jan 3, 2025 · Advisor changed firm · fact
- L•••• A•••• A••••••• left S••• V•••• P•••••••• L••• for B•• F•••••••• A••••••• (registered 2022-10-11)Oct 5, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address