DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B•••• R•• F•••
Certified Financial Planner
Feed of 09/14/2026
At current firm
4 y
since Dec 8, 2021
In the industry
28 y
since Aug 1, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••• I••••••••• C•••••• L•• state registered currentsince Dec 8, 2021 · Eagle, Id
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Jul 9, 2021 · Boston, Ma
- S•••••••• A••••••• L•• national BDApr 24, 2006 to Jul 13, 2018 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to F••• I••••••••• C•••••• L••left Jul 9, 2021, registered Dec 8, 2021 (152 days) · Affiliated broker-dealer or bank to a state-registered adviser
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address