DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••••••• E•••••••• M••••

O•••• W•••••• I•••BD affiliatedTampa, Fldual registrantIAPD 3086894

Feed of 09/14/2026

Also filed as Kristine Elisabeth Conforti

At current firm

1 y

since May 12, 2025

In the industry

25 y

since Mar 24, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since May 12, 2025 · Tampa, Fl
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Mar 5, 2024 to Jan 23, 2025 · Tampa, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 14, 2022 to Mar 12, 2024 · Clearwater, Fl
R•••••• J•••• • A••••••••• I••• national BD
Aug 28, 2019 to Dec 23, 2021 · Tampa, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
May 14, 2018 to May 29, 2019 · Clearwater, Fl
W•••• F•••• A••••••• wirehouse
Jun 4, 2010 to Apr 19, 2018 · Orlando, Fl
W•••• F•••• A••••••• wirehouse
Jan 25, 2008 to Jul 17, 2009 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to O•••• W•••••• I•••
left Jan 23, 2025, registered May 12, 2025 (109 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Mar 12, 2024, registered Mar 5, 2024 (-7 days) · Wirehouse to affiliated broker-dealer or bank
R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 23, 2021, registered Mar 14, 2022 (81 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• • A••••••••• I•••
left May 29, 2019, registered Aug 28, 2019 (91 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••
left Apr 19, 2018, registered May 14, 2018 (25 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

K••••••• E•••••••• M•••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for O•••• W•••••• I••• (registered 2025-05-12)
Jan 23, 2025 · Advisor changed firm · fact
K••••••• E•••••••• M•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-03-05)
Mar 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address