B•••••• G•••• J••••••

• F•••• P••••••• W•••••• L•• independent RIA current
  since Jul 1, 2024 · St. Louis, Mo
• B••••••••• S•••••••• W•••••• L•• former
  Mar 19, 2007 to Jul 1, 2024 · St Louis, Mo
• B••••••••• A•••• M••••••••• I•• unclassified
  Sep 12, 2006 to Mar 20, 2007 · Clayton, Mo
• A• G• E•••••• • S•••• I••• unclassified
  Jul 4, 2005 to Jul 12, 2006 · E••••••Ville, Il

• B••••••••• S•••••••• W•••••• L•• to F•••• P••••••• W•••••• L••
  left Jul 1, 2024, registered Jul 1, 2024 (0 days) · corporate re-registration, not a move
• B••••••••• A•••• M••••••••• I•• to B••••••••• S•••••••• W•••••• L••
  left Mar 20, 2007, registered Mar 19, 2007 (-1 days) · Other
• A• G• E•••••• • S•••• I••• to B••••••••• A•••• M••••••••• I••
  left Jul 12, 2006, registered Sep 12, 2006 (62 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address