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Registered advisor
A•••••• E•••• P•••••••
Feed of 09/14/2026
Also filed as Tony P•••••••
At current firm
6 y
since Oct 17, 2019
In the industry
27 y
since Sep 26, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••••• I••••••••• M••••••••• institutional currentsince Oct 17, 2019 · Madison, Wi
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to Dec 8, 2009 · Mission Viejo, Ca
- W••• I••••••••• I••• unclassifiedJan 12, 2009 to May 2, 2009 · Mission Viejo, Ca
- L•••••• F•••••••• D••••••••• I••• unclassifiedJul 12, 2007 to Jan 12, 2009 · Radnor, Pa
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to T••••••• I••••••••• M•••••••••left Dec 8, 2009, registered Oct 17, 2019 (3600 days) · Other
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
- L•••••• F•••••••• D••••••••• I••• to W••• I••••••••• I•••left Jan 12, 2009, registered Jan 12, 2009 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address