DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• W•••••• M••••

L•• F•••••••• L••BD affiliatedLynchburg, Vadual registrantIAPD 3089721

Feed of 09/14/2026

Also filed as Jeff M••••

At current firm

7 y

since Jul 30, 2019

In the industry

28 y

since Jul 31, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 30, 2019 · Lynchburg, Va
C•••••• G•••• • C• I•• former
Sep 19, 2014 to Jul 30, 2019 · Syracuse, Ny
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 7, 2006 to Oct 3, 2014 · Forest, Va
E••••• J•••• national BD
Aug 2, 2005 to Nov 14, 2006 · Burlington, Nc
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Jul 14, 2003 to Aug 2, 2005 · Clayton, Mo
E••••• J•••• national BD
Nov 10, 1999 to May 23, 2003 · Manchester, Mo

Moves

a registration end followed by a registration begin elsewhere

C•••••• G•••• • C• I•• to L•• F•••••••• L••
left Jul 30, 2019, registered Jul 30, 2019 (0 days) · Affiliated broker-dealer or bank to independent RIA
A••••••••• F•••••••• S•••••••• L•• to C•••••• G•••• • C• I••
left Oct 3, 2014, registered Sep 19, 2014 (-14 days) · Other
E••••• J•••• to A••••••••• F•••••••• S•••••••• L••
left Nov 14, 2006, registered Dec 7, 2006 (23 days) · Affiliated broker-dealer or bank to another
B••• O• A•••••• I••••••••• S•••••••• I••• to E••••• J••••
left Aug 2, 2005, registered Aug 2, 2005 (0 days) · Other
E••••• J•••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left May 23, 2003, registered Jul 14, 2003 (52 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address