RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• H••••••••• C•••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Nov 13, 2015 · Mclean, Va
- W••••••••• F•••••••• G••••• I••• unclassifiedOct 10, 2003 to Apr 26, 2007 · Hunt Valley, Md
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 3, 2003 to Dec 6, 2012 · Mclean, Va
- M•• I•••••••• S•••••••• L•• to W••••••••• F•••••••• G••••• I•••left Dec 6, 2012, registered Oct 10, 2003 (-3345 days) · Other
- W••••••••• F•••••••• G••••• I••• to G••••• R••••••••• P••••••• L••left Apr 26, 2007, registered Nov 13, 2015 (3123 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address