DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Philip Jason Buffery

Edward Jonesnational BDLutz, Fldual registrantIAPD 3091232

Feed of 09/14/2026

Also filed as Philip Jason Buffery

At current firm

1 y

since Jan 1, 2025

In the industry

27 y

since Oct 23, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Edward Jones national BD current
since Jan 1, 2025 · Lutz, Fl
Alpha Vee Advisors no RAUM
Oct 10, 2024 to Jan 17, 2025 · Lutz, Fl
Potomac asset manager
Jun 6, 2023 to Mar 6, 2024 · Lutz, Fl
Cetera Advisor Networks LLC former
Apr 14, 2020 to May 20, 2022 · El Segundo, Ca
Fsc Securities Corporation former
Jul 29, 2016 to Sep 6, 2019 · Atlanta, Ga
Amundi Pioneer Institutional Asset Management, Inc. former
Oct 6, 2006 to Sep 9, 2015 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

Alpha Vee Advisors to Edward Jones
left Jan 17, 2025, registered Jan 1, 2025 (-16 days) · Other
Potomac to Alpha Vee Advisors
left Mar 6, 2024, registered Oct 10, 2024 (218 days) · Other
Cetera Advisor Networks LLC to Potomac
left May 20, 2022, registered Jun 6, 2023 (382 days) · Other
Fsc Securities Corporation to Cetera Advisor Networks LLC
left Sep 6, 2019, registered Apr 14, 2020 (221 days) · Affiliated broker-dealer or bank to another
Amundi Pioneer Institutional Asset Management, Inc. to Fsc Securities Corporation
left Sep 9, 2015, registered Jul 29, 2016 (324 days) · Other

Signals

Philip Jason Buffery left Alpha Vee Advisors for Edward Jones (registered 2025-01-01)
Jan 17, 2025 · Advisor changed firm · fact
Philip Jason Buffery left Potomac for Alpha Vee Advisors (registered 2024-10-10)
Mar 6, 2024 · Advisor changed firm · fact
Philip Jason Buffery left Cetera Advisor Networks Llc for Potomac (registered 2023-06-06)
May 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address