DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
M3sixty Capital, LLC
Latest filing May 7, 2026
First filing on the tape May 9, 2023 · 7 filings
SEC status approved since Jun 8, 2023
RAUM
$28.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.6%
$181,540 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$9.6M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$28.7M as of May 7, 2026
Mar 28, 2024$5.1M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of May 7, 2026
Mar 28, 20241 then
Employees (5.A)6 as of May 7, 2026
Mar 28, 20245 then
Private funds: no history
RAUM +7.4% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of May 7, 2026; every figure names its basis
- RAUM per advisor
- $9.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $7.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$28.6M99%
- Individuals$181,5400.6%
- Individual clients
- 3reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.01 fund_share=0.99 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Andrew Joseph Arnold | Fairway, Ks | Feb 8, 2024 | 28 y | 6 |
| John Ray Williams | Seneca, Sc | Jan 14, 2025 | 38 y | 4 |
| Vincent Cosmo Duvigneaud | Savannah, Ga | Jan 6, 2026 | 16 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Vincent Cosmo Duvigneaud from Fintrust Capital Advisors, LLCJan 6, 2026 · Other
- John Ray Williams from Aronson Asset Management, Inc.Jan 14, 2025 · Other
- Andrew Joseph Arnold from Fidelity Personal And Workplace AdvisorsFeb 8, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Randall Linscott · Ceocontrolsince 11/2014 · owns 25% to 50% of M3sixty Enterprises, LLC
- William Gary Dicenzo · Ceosince 09/2022 · owns less than 5%
- Butler Richard Yates · Ccosince 10/2022 · owns less than 5%
Entity owners
- M3sixty Enterprises, LLC · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fairway, Ks · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1 to 4Apr 2, 2025 to Mar 30, 2026
- Individual clients · unset to 3.0Apr 2, 2025 to Mar 30, 2026
- Discretionary RAUM · $26.8M to $28.7MApr 2, 2025 to Mar 30, 2026
- Individual RAUM · unset to 181540.0Apr 2, 2025 to Mar 30, 2026
- RAUM · $26.8M to $28.7MApr 2, 2025 to Mar 30, 2026
- Advisory employees · 2 to 3Mar 28, 2024 to Apr 2, 2025
- Employees · 5 to 6Mar 28, 2024 to Apr 2, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Apr 2, 2025
- Discretionary RAUM · $5.1M to $26.8MMar 28, 2024 to Apr 2, 2025
- RAUM · $5.1M to $26.8MMar 28, 2024 to Apr 2, 2025
- Accounts · 0 to 1Feb 8, 2024 to Mar 28, 2024
- BD registered reps · 1 to 2Feb 8, 2024 to Mar 28, 2024
- Assets in custody · 0.0 to unsetFeb 8, 2024 to Mar 28, 2024
- Custody of client assets · true to falseFeb 8, 2024 to Mar 28, 2024
- Employees · 4 to 5Feb 8, 2024 to Mar 28, 2024
- Discretionary RAUM · $0 to $5.1MFeb 8, 2024 to Mar 28, 2024
- RAUM · $0 to $5.1MFeb 8, 2024 to Mar 28, 2024
Signals
1 dated events
- M3Sixty Capital, Llc filed its initial SEC registration (Form ADV)May 9, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- M3SIXTYCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 816-817-3267reportedpublic record, Form ADV, May 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $9.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026