RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R•••••• P••••
- W•••• F•••• A••••••• wirehouse currentsince May 11, 2017 · Minneapolis, Mn
- B•• H••••• F•••••••• A•••••••• I•• formerAug 1, 2012 to Feb 28, 2017 · Superior, Wi
- M•• F•••••••• A•••••••• I••• formerApr 18, 2012 to Aug 1, 2012 · Superior, Wi
- M•• I••••••••• M••••••••• C•••• formerJun 15, 2010 to Apr 19, 2012 · Milwaukee, Wi
- B•• H••••• F•••••••• A•••••••• I•• to W•••• F•••• A•••••••left Feb 28, 2017, registered May 11, 2017 (72 days) · Other
- M•• F•••••••• A•••••••• I••• to B•• H••••• F•••••••• A•••••••• I••left Aug 1, 2012, registered Aug 1, 2012 (0 days) · channel change inside one enterprise, not a move
- M•• I••••••••• M••••••••• C•••• to M•• F•••••••• A•••••••• I•••left Apr 19, 2012, registered Apr 18, 2012 (-1 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address