DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tactive Advisors, LLC
Latest filing Jun 4, 2026
First filing on the tape Sep 23, 2020 · 59 filings
SEC status approved since Oct 23, 2020
RAUM
$619M
reported, Item 5.F
Discretionary
57%
of RAUM
Private clients
54%
$336M individuals and HNW
Advisors
18
registered through the firm on IAPD
RAUM per advisor
$34.4M
derived; firm RAUM over IAPD count
Employees
15
14 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
0
reported on Schedule D
History
59 filings and snapshots on the tape
RAUM$619M as of Jun 4, 2026
Mar 16, 2022$72.1M then
HNW client RAUM$123M as of Jun 4, 2026
Mar 16, 2022$6.0M then
State-registered IARs (5.B.3)13 as of Jun 4, 2026
Mar 29, 20211 then
Employees (5.A)15 as of Jun 4, 2026
Mar 29, 20211 then
Private funds: no history
RAUM +35% over the last fiscal year+31% a year over threeIARs 12 to 13offices 10 to 11
Practice profile
derived from the filing of Jun 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $34.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 87derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $180,269derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 57%derivedof RAUM
- Institutional
- 3.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 1.5derived12 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- +8.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$264M43%
- Individuals$213M34%
- High-net-worth individuals$123M20%
- Pension and profit-sharing plans$19.6M3.2%
- Individual clients
- 1,519reported
- HNW clients
- 45reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 3,434reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.54 fund_share=0.43 institutional_share=0.03 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
18 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Joseph Charles Gissy | Sarasota, Fl | May 24, 2021 | 12 y | 1 |
| Giovanni Cuarez | Los Angeles, Ca | Jul 25, 2021 | 13 y | 0 |
| Jonathan Philip Thomas Pace | Sarasota, Fl | Aug 10, 2021 | 10 y | 2 |
| Richard Robert Dwyer | Lee'S Summit, Mo | Oct 6, 2021 | 15 y | 10 |
| Kerry Andrew Lang | Cape Girardeau, Mo | Oct 24, 2021 | 23 y | 4 |
| Edmund Ray GiffordCertified Financial Planner | Sarasota, Fl | Nov 17, 2021 | 20 y | 4 |
| Edward Jason JaaxCertified Financial Planner | Sarasota, Fl | Mar 24, 2022 | 16 y | 3 |
| Perry James Clifton | Santa Clara, Ca | May 25, 2022 | 35 y | 5 |
| Blaine Henry Vose | Sarasota, Fl | Jul 5, 2023 | 13 y | 1 |
| Jon R Lee | Sarasota, Fl | Jan 23, 2025 | 33 y | 7 |
| Paul Jen SetoChartered Financial Analyst | Oceanside, Ca | Jan 27, 2025 | 23 y | 3 |
| Rodney L. Watkins | Sarasota, Fl | Apr 21, 2025 | 28 y | 6 |
| Charles Giaquinto | Sarasota, Fl | Aug 18, 2025 | 34 y | 3 |
| Frank Ronald StanleyCertified Financial Planner | Carlsbad, Ca | Oct 30, 2025 | 26 y | 5 |
| Joseph Allen Onopa | Sarasota, Fl | Nov 11, 2025 | 23 y | 3 |
| Casey Cason | Phoenix, Az | Dec 18, 2025 | 23 y | 9 |
| William Samuel Borleis | Spring Hill, Tn | Feb 13, 2026 | 33 y | 6 |
| Turill Anthony Engelman | Huntington Beach, Ca | Mar 19, 2026 | 17 y | 3 |
Advisor movement
0 left, 4 joined in 12 months
net +4 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount3 left over 36 months
Left, latest
- Erick Glenn Schenkhuizen to Zero Day Capital Enterprises LLCJan 22, 2025 · RIA to a newly registered adviser
- Eric Paul Butler to Eastsound Capital Advisors, LLCAug 27, 2024 · RIA to RIA
- Zachary Logan Goodman to Market Gauge Asset ManagementMay 3, 2024 · RIA to a state-registered adviser
- Daniel P Ostlund to Cpr Investments IncMar 17, 2022 · RIA to RIA
Joined, latest
- Turill Anthony Engelman from Cetera Investment Advisers LLCMar 19, 2026 · Affiliated broker-dealer or bank to independent RIA
- William Samuel Borleis from Cabin Advisors, LLCFeb 13, 2026 · RIA to RIA
- Joseph Allen Onopa from International Assets Investment Management, LLCNov 11, 2025 · Affiliated broker-dealer or bank to independent RIA
- Frank Ronald Stanley from Claraphi Advisory Network, LLCOct 30, 2025 · RIA to RIA
- Charles Giaquinto from Paulson Investment Advisors, LLCAug 18, 2025 · Other
- Rodney L. Watkins from Watkins And Associates Investment Services, LLCApr 21, 2025 · Other
- Paul Jen Seto from Fortiphi Financial, LLCJan 27, 2025 · Other
- Jon R Lee from Accurate Wealth Management, LLCJan 23, 2025 · RIA to RIA
- Eric Paul Butler from Digital Ascension Group - WealthApr 17, 2024 · Other
- Erick Glenn Schenkhuizen from Empirikal Partners LLCApr 8, 2024 · Other
- Perry James Clifton from Creativeone Wealth, LLCMay 25, 2022 · RIA to RIA
- Edward Jason Jaax from Capital Management Services, Inc.Mar 24, 2022 · RIA to RIA
- Edmund Ray Gifford from Raymond James Financial Services Advisors, IncNov 17, 2021 · Other
- Daniel P Ostlund from Capital Management Services, Inc.Nov 16, 2021 · Other
- Kerry Andrew Lang from Mainstreet Ria LLCOct 24, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Charles Joseph Gissy · Managing Member/Ccocontrolsince 04/2020 · owns 50% to 75%
- Samuel James Vitalie · Executive Chairmansince 04/2023 · owns 25% to 50%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sarasota, Fl · principal | 16 | 4 | 0 | ||
| Las Vegas, Nv | 2 | 0 | 0 | ||
| Carlsbad, Ca | 1 | 1 | 0 | ||
| Broomfield, Co | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Blue Mounds, WI1 employees
- Fair Oaks Ranch, TX1 employees
- Manchester, MO1 employees
- New Bern, NC1 employees
- , 1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- institutional to wealth shiftCombination · filing Mar 31, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $456,874,649 to $619,043,913, advisors 12 to 13, private clients 1371 to 1564, offices 10 to 11 (2025-03-14 to 2026-03-31)peers: independent wealth managers, $500M to $1B (1,483)
- client mix shiftChange between filings · filing Mar 31, 2026private-client share of RAUM moved from 36.0% to 54.0% between the annual amendments of 2025-03-14 and 2026-03-31peers: independent wealth managers, $500M to $1B (1,483)
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 64.0% to 46.0% between the annual amendments of 2025-03-14 and 2026-03-31peers: independent wealth managers, $500M to $1B (1,483)
- discretionary share shiftChange between filings · filing Mar 31, 2026discretionary share of RAUM moved from 36.0% to 57.0% between the annual amendments of 2025-03-14 and 2026-03-31peers: independent wealth managers, $500M to $1B (1,483)
What changed
consecutive filings, newest first
- Accounts · 2,671 to 3,434Jul 8, 2025 to Mar 31, 2026
- Advisory employees · 13 to 14Jul 8, 2025 to Mar 31, 2026
- HNW clients · 31 to 45Jul 8, 2025 to Mar 31, 2026
- Individual clients · 1,340 to 1,519Jul 8, 2025 to Mar 31, 2026
- Pension plan clients · 0 to 1Jul 8, 2025 to Mar 31, 2026
- Employees · 14 to 15Jul 8, 2025 to Mar 31, 2026
- State-registered IARs · 12 to 13Jul 8, 2025 to Mar 31, 2026
- Other offices · 10 to 11Jul 8, 2025 to Mar 31, 2026
- Discretionary RAUM · $166M to $355MJul 8, 2025 to Mar 31, 2026
- HNW RAUM · $72.6M to $123MJul 8, 2025 to Mar 31, 2026
- Individual RAUM · $93.1M to $213MJul 8, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $291M to $264MJul 8, 2025 to Mar 31, 2026
- Pension RAUM · $0 to $19.6MJul 8, 2025 to Mar 31, 2026
- RAUM · $457M to $619MJul 8, 2025 to Mar 31, 2026
- Financial planning clients · 1-10 to 1-10Jun 9, 2025 to Jul 8, 2025
- Accounts · 1,200 to 2,671Jan 22, 2025 to Mar 14, 2025
- Advisory employees · 0 to 13Jan 22, 2025 to Mar 14, 2025
- BD registered reps · 0 to 2Jan 22, 2025 to Mar 14, 2025
- HNW clients · 17 to 31Jan 22, 2025 to Mar 14, 2025
- Individual clients · 686 to 1,340Jan 22, 2025 to Mar 14, 2025
- Employees · 3 to 14Jan 22, 2025 to Mar 14, 2025
- Insurance-licensed employees · 1 to 0Jan 22, 2025 to Mar 14, 2025
- Financial planning clients · unset to 1-10Jan 22, 2025 to Mar 14, 2025
- HQ city · JACKSONVILLE to SARASOTAJan 22, 2025 to Mar 14, 2025
- State-registered IARs · 0 to 12Jan 22, 2025 to Mar 14, 2025
- Other offices · 12 to 10Jan 22, 2025 to Mar 14, 2025
- Discretionary RAUM · $381M to $166MJan 22, 2025 to Mar 14, 2025
- HNW RAUM · $49.5M to $72.6MJan 22, 2025 to Mar 14, 2025
- Individual RAUM · $130M to $93.1MJan 22, 2025 to Mar 14, 2025
- Non-discretionary RAUM · $24.3M to $291MJan 22, 2025 to Mar 14, 2025
- RAUM · $406M to $457MJan 22, 2025 to Mar 14, 2025
- Advisory employees · 1 to 0Oct 1, 2024 to Jan 22, 2025
- Employees · 4 to 3Oct 1, 2024 to Jan 22, 2025
- State-registered IARs · 1 to 0Oct 1, 2024 to Jan 22, 2025
- Advisory employees · 0 to 1Sep 16, 2024 to Oct 1, 2024
- Employees · 3 to 4Sep 16, 2024 to Oct 1, 2024
- State-registered IARs · 0 to 1Sep 16, 2024 to Oct 1, 2024
- Other offices · 11 to 12Aug 27, 2024 to Sep 9, 2024
- Employees · 4 to 3Jul 3, 2024 to Aug 27, 2024
- Other offices · 12 to 11Jul 3, 2024 to Aug 27, 2024
Signals
18 dated events
- Tactive Advisors, Llc reported RAUM $619.0M, up 35% from $456.9M (2025-07-08 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Tactive Advisors, Llc reported 12 state-registered advisory representatives, up from 0 (2025-01-22 to 2025-03-14)Mar 14, 2025 · Advisor headcount change · derived
- Erick Glenn Schenkhuizen left Tactive Advisors, Llc for Zero Day Capital Enterprises Llc (registered 2024-05-23)Jan 22, 2025 · Advisor changed firm · fact
- Eric Paul Butler left Tactive Advisors, Llc for Eastsound Capital Advisors, Llc (registered 2024-06-27)Aug 27, 2024 · Advisor changed firm · fact
- Zachary Logan Goodman left Tactive Advisors, Llc for Market Gauge Asset Management (registered 2024-11-18)May 3, 2024 · Advisor changed firm · fact
- Charles Bradley Nielsen (Cmo) no longer on Schedule A of Tactive Advisors, Llc (listed 2024-03-20, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Tactive Advisors, Llc reported RAUM $405.8M, up 47% from $275.1M (2024-03-04 to 2024-03-20)Mar 20, 2024 · RAUM change · derived
- Robert Richard Dwyer (Coo) no longer on Schedule A of Tactive Advisors, Llc (listed 2023-10-26, absent 2024-01-03)Jan 3, 2024 · Control person left · inference
- Tactive Advisors, Llc reported 10 offices beyond its principal office, up from 0 (2022-11-18 to 2023-03-23)Mar 23, 2023 · Office count change · derived
- Tactive Advisors, Llc reported RAUM $275.1M, up 136% from $116.6M (2022-11-18 to 2023-03-23)Mar 23, 2023 · RAUM change · derived
- Beth Lynne Arciero (Cmo) no longer on Schedule A of Tactive Advisors, Llc (listed 2022-11-18, absent 2023-03-23)Mar 23, 2023 · Control person left · inference
- Charles Bradley Nielsen (Cmo) appeared on Schedule A of Tactive Advisors, LlcMar 23, 2023 · Control person joined · fact
- Tactive reported succeeding to the business of Another Adviser (Form ADV Item 4)May 16, 2022 · Succession (Item 4) · fact
- Robert Richard Dwyer (Coo) appeared on Schedule A of Tactive Advisors, LlcMay 11, 2022 · Control person joined · fact
- Beth Lynne Arciero (Cmo) appeared on Schedule A of Tactive Advisors, LlcMay 11, 2022 · Control person joined · fact
- Daniel P Ostlund left Tactive Advisors, Llc for Cpr Investments Inc (registered 2022-03-08)Mar 17, 2022 · Advisor changed firm · fact
- Michael James Gissy (Member) no longer on Schedule A of Tactive Advisors, Llc (listed 2021-05-24, absent 2021-07-21)Jul 21, 2021 · Control person left · inference
- Strategy Marketplace Llc filed its initial SEC registration (Form ADV)Sep 23, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- tactivewealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 855-282-2848reportedpublic record, Form ADV, Jun 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $34.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026