RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• S••••• Z••••••
- S••••• F••••••••• L•• BD affiliated currentsince Oct 10, 2025 · Miamisburg, Oh
- L•• F•••••••• L•• BD affiliatedFeb 14, 2018 to Oct 19, 2020 · Miamisburg, Oh
- B•••• T•• W••••• M••••••••• formerDec 8, 2017 to Oct 28, 2025 · Cincinnati, Oh
- I••••• F•••••••• C••••••••• formerJul 24, 2006 to Feb 21, 2018 · Cincinnati, Oh
- M•• F•••••••• G••••• L•• unclassifiedMar 23, 2000 to Nov 17, 2009 · Miamisburg, Oh
- B•••• T•• W••••• M••••••••• to L•• F•••••••• L••left Oct 28, 2025, registered Feb 14, 2018 (-2813 days) · RIA to RIA · moved with a team
- L•• F•••••••• L•• to S••••• F••••••••• L••left Oct 19, 2020, registered Oct 10, 2025 (1817 days) · Affiliated broker-dealer or bank to another
- I••••• F•••••••• C••••••••• to B•••• T•• W••••• M•••••••••left Feb 21, 2018, registered Dec 8, 2017 (-75 days) · Other · moved with a team
- M•• F•••••••• G••••• L•• to I••••• F•••••••• C•••••••••left Nov 17, 2009, registered Jul 24, 2006 (-1212 days) · Other
- J••••• S••••• Z•••••• left B•••• T•• W••••• M••••••••• for L•• F•••••••• L•• (registered 2018-02-14)Oct 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address