DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• S••••••••• P•••••••••

C••••• I••••••••• A••••••• L••BD affiliatedCullman, Al dual registrantIAPD 3093527

Feed of 09/19/2026

Also filed as S••••• Galaine Stowe

At current firm

5 y

since Apr 13, 2021

In the industry

28 y

since Sep 17, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Apr 13, 2021 · Cullman, Al
E••••• J•••• national BD
Apr 11, 2019 to Apr 13, 2021 · Florence, Al
B••• C•••••• I••••••••• S••••••••• I•• unclassified
Sep 13, 2002 to Mar 6, 2008 · Muscle Shoals, Al
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 22, 2000 to Sep 6, 2002 · Florence, Al

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to C••••• I••••••••• A••••••• L••
left Apr 13, 2021, registered Apr 13, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
B••• C•••••• I••••••••• S••••••••• I•• to E••••• J••••
left Mar 6, 2008, registered Apr 11, 2019 (4053 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• C•••••• I••••••••• S••••••••• I••
left Sep 6, 2002, registered Sep 13, 2002 (7 days) · Other

Signals

S••••• S••••••••• P••••••••• added a TX registration at C••••• I••••••••• A••••••• L••
Sep 18, 2026 · New state registration · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address