RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•••••• N••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Mar 7, 2016 · New York, Ny
- C••••• S••••• S••••••••• •••• L•• formerFeb 22, 2012 to Mar 30, 2016 · Washington Dc, Dc
- A••••••••• L••• otherFeb 2, 1999 to Jun 1, 2011 · Washington, Dc
- C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••left Mar 30, 2016, registered Mar 7, 2016 (-23 days) · Other
- A••••••••• L••• to C••••• S••••• S••••••••• •••• L••left Jun 1, 2011, registered Feb 22, 2012 (266 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address