DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mark Alan Feigenbaum
Certified Financial Planner
Feed of 09/15/2026
At current firm
3 y
since Jun 29, 2023
In the industry
28 y
since Aug 20, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jun 29, 2023 · Stoneham, Ma
- Tower Square Securities, Inc. formerJul 26, 2004 to Sep 3, 2013 · Stoneham, Ma
- Hornor, Townsend & Kent, LLC independent RIAJan 4, 2002 to Jun 21, 2004 · Burlington, Ma
Moves
a registration end followed by a registration begin elsewhere
- Tower Square Securities, Inc. to Cetera Investment Advisers LLCleft Sep 3, 2013, registered Jun 29, 2023 (3586 days) · corporate re-registration, not a move
- Hornor, Townsend & Kent, LLC to Tower Square Securities, Inc.left Jun 21, 2004, registered Jul 26, 2004 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address