T••••• J••••• O•••••

• S•••••• N••••••• • C••••••• I••••••••• national BD current
  since Apr 5, 2025 · Pepper Pike, Oh
• B• R•••• W••••• A•••••••• I••• BD affiliated
  Aug 29, 2022 to Apr 8, 2025 · Beachwood, Oh
• B• R•••• W••••• M••••••••• former
  Oct 13, 2010 to Dec 31, 2022 · Mentor, Oh
• R•• C•••••• M••••••• L•• national BD
  Mar 13, 2009 to Oct 15, 2010 · Beachwood, Oh
• F•••••• B•••• W••••• L•• unclassified
  Nov 21, 2002 to Mar 13, 2009 · Beachwood, Oh

• B• R•••• W••••• A•••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••
  left Apr 8, 2025, registered Apr 5, 2025 (-3 days) · corporate re-registration, not a move
• B• R•••• W••••• M••••••••• to B• R•••• W••••• A•••••••• I•••
  left Dec 31, 2022, registered Aug 29, 2022 (-124 days) · corporate re-registration, not a move
• R•• C•••••• M••••••• L•• to B• R•••• W••••• M•••••••••
  left Oct 15, 2010, registered Oct 13, 2010 (-2 days) · Other
• F•••••• B•••• W••••• L•• to R•• C•••••• M••••••• L••
  left Mar 13, 2009, registered Mar 13, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address