DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• B••••••• M•••••••

J••••• M••••••••• S•••• L••BD affiliatedShort Hills, Nj dual registrantIAPD 3097067

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

At current firm

4 y

since Jul 18, 2022

In the industry

28 y

since Sep 4, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••••• M••••••••• S•••• L•• BD affiliated current
since Jul 18, 2022 · Short Hills, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 16, 2005 to Jul 19, 2022 · East Brunswick, Nj
C•••••••• G••••• M•••••• I••• BD affiliated
Nov 1, 2002 to Dec 19, 2005 · New Brunswick, Nj
P••••••••• E••••• G••••• L•• unclassified
Jun 14, 2002 to Nov 14, 2002 · Florham Park, Nj

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••••• M••••••••• S•••• L••
left Jul 19, 2022, registered Jul 18, 2022 (-1 days) · Wirehouse to affiliated broker-dealer or bank
C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 19, 2005, registered Dec 16, 2005 (-3 days) · Other
P••••••••• E••••• G••••• L•• to C•••••••• G••••• M•••••• I•••
left Nov 14, 2002, registered Nov 1, 2002 (-13 days) · Other

Signals

B•••• B••••••• M••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••••• M••••••••• S•••• L•• (registered 2022-07-18)
Jul 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address