DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

A•••• B•••••• A•••••

H••••••• C••••••independent RIAColumbus, OhIA-onlyIAPD 3097191

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

At current firm

0 y

since Mar 2, 2026

In the industry

26 y

since Mar 9, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H••••••• C•••••• independent RIA current
since Mar 2, 2026 · Columbus, Oh
M••••• A••••••• S•••••••• I••• independent RIA
Mar 18, 2024 to Aug 4, 2025 · Dublin, Oh
M••••• A•••• M••••••••• I••• asset manager
Mar 6, 2017 to Sep 20, 2023 · Dublin, Oh
N••••••••• I••••••••• A•••••••• L•• BD affiliated
Dec 5, 2006 to Dec 7, 2009 · Columbus, Oh
N••••••••• I••••••••• S••••••• C••••••••• unclassified
Sep 10, 2004 to Dec 5, 2006 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

M••••• A••••••• S•••••••• I••• to H••••••• C••••••
left Aug 4, 2025, registered Mar 2, 2026 (210 days) · RIA to RIA
M••••• A•••• M••••••••• I••• to M••••• A••••••• S•••••••• I•••
left Sep 20, 2023, registered Mar 18, 2024 (180 days) · Other
N••••••••• I••••••••• A•••••••• L•• to M••••• A•••• M••••••••• I•••
left Dec 7, 2009, registered Mar 6, 2017 (2646 days) · Other
N••••••••• I••••••••• S••••••• C••••••••• to N••••••••• I••••••••• A•••••••• L••
left Dec 5, 2006, registered Dec 5, 2006 (0 days) · corporate re-registration, not a move

Signals

A•••• B•••••• A••••• left M••••• A••••••• S•••••••• I••• for H••••••• C•••••• (registered 2026-03-02)
Aug 4, 2025 · Advisor changed firm · fact
A•••• B•••••• A••••• left M••••• A•••• M••••••••• I••• for M••••• A••••••• S•••••••• I••• (registered 2024-03-18)
Sep 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address