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Registered advisor
J••• P••• P••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Jay Palen
At current firm
13 y
since Aug 26, 2013
In the industry
28 y
since Sep 3, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Aug 26, 2013 · Summerville, Sc
- O•••• I••••••••• I••• BD affiliatedDec 9, 2010 to Aug 16, 2013 · Naugatuck, Ct
- E••••• J•••• national BDJan 23, 2007 to Dec 3, 2010 · Summerville, Sc
Moves
a registration end followed by a registration begin elsewhere
- O•••• I••••••••• I••• to E••••• J••••left Aug 16, 2013, registered Aug 26, 2013 (10 days) · Other
- E••••• J•••• to O•••• I••••••••• I•••left Dec 3, 2010, registered Dec 9, 2010 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address