RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• R••• H••••
- F•••• A••••••••• F•••••••• N•••••• L•• independent RIA currentsince Jul 10, 2026 · Santa Barbara, Ca
- H•••• F••••• O•••••• L•• state registered currentsince Nov 9, 2021 · Santa Barbara, Ca
- B••••••••• S•••••••• W•••••• L•• formerAug 29, 2012 to Dec 10, 2020 · Palo Alto, Ca
- F••••••• F•••••••• N••••••• L•• formerJan 18, 2011 to Dec 21, 2012 · Cupertino, Ca
- P•••••••• W••••• M••••••••• I••• formerApr 29, 2003 to Feb 23, 2011 · San Jose, Ca
- B••••••••• S•••••••• W•••••• L•• to H•••• F••••• O•••••• L••left Dec 10, 2020, registered Nov 9, 2021 (334 days) · RIA to a state-registered adviser
- F••••••• F•••••••• N••••••• L•• to B••••••••• S•••••••• W•••••• L••left Dec 21, 2012, registered Aug 29, 2012 (-114 days) · channel change inside one enterprise, not a move
- P•••••••• W••••• M••••••••• I••• to F••••••• F•••••••• N••••••• L••left Feb 23, 2011, registered Jan 18, 2011 (-36 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address