DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Hermes William Del-Sette
Certified Financial Planner
Feed of 09/14/2026
Also filed as Hermes William Delsette
At current firm
14 y
since Feb 2, 2012
In the industry
28 y
since Aug 5, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Del-Sette Capital Management, LLC independent RIA currentsince Feb 2, 2012 · Schenectady, Ny
- Next Financial Group, Inc. formerDec 21, 2011 to May 24, 2012 · Guilderland, Ny
- Park Avenue Securities LLC BD affiliatedJan 25, 2005 to Jul 11, 2005 · Glens Falls, Ny
Moves
a registration end followed by a registration begin elsewhere
- Next Financial Group, Inc. to Del-Sette Capital Management, LLCleft May 24, 2012, registered Feb 2, 2012 (-112 days) · Other
- Park Avenue Securities LLC to Next Financial Group, Inc.left Jul 11, 2005, registered Dec 21, 2011 (2354 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address