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Registered advisor
J••• E••••• H••••••••
Feed of 09/14/2026
Also filed as J•••Rey E••••• H••••••••
At current firm
2 y
since Jan 5, 2024
In the industry
27 y
since Sep 28, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jan 5, 2024 · Houston, Tx
- R•• C•••••• M••••••• L•• national BDFeb 10, 2006 to Jan 17, 2024 · Houston, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 13, 2002 to Feb 22, 2006 · Houston, Tx
- S•••••••• A••••••• L•• national BDSep 22, 2000 to Oct 10, 2002 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to R•••••• J•••• • A••••••••• I•••left Jan 17, 2024, registered Jan 5, 2024 (-12 days) · Affiliated broker-dealer or bank to another
- C•••••••• G••••• M•••••• I••• to R•• C•••••• M••••••• L••left Feb 22, 2006, registered Feb 10, 2006 (-12 days) · Other
- S•••••••• A••••••• L•• to C•••••••• G••••• M•••••• I•••left Oct 10, 2002, registered Sep 13, 2002 (-27 days) · Other
Signals
- J••• E••••• H•••••••• left R•• C•••••• M••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2024-01-05)Jan 17, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address