DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

The H Group, Inc.

Former SEC-registered adviserPortland, OregonCRD 106801SEC 801-39523websiteIAPD
Latest filing Mar 31, 2025
First filing on the tape Nov 8, 2011 · 38 filings
SEC status approved since Jul 18, 1991
RAUM
$580M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
89%
$519M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
11 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$580M as of Mar 31, 2025
Feb 22, 2012$495M then
HNW client RAUM$299M as of Mar 31, 2025
Mar 30, 2018$360M then
State-registered IARs (5.B.3)11 as of Mar 31, 2025
Mar 28, 201314 then
Employees (5.A)15 as of Mar 31, 2025
Mar 28, 201336 then
Private funds: no history
RAUM -25% over the last fiscal year-13% a year over threeIARs 12 to 11
Practice profile
derived from the filing of Mar 31, 2025; every figure names its basis
RAUM per advisor
$52.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
67derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$313,741derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
8.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
2.8derived4 offices incl. principal (1.F.5)
RAUM growth, one year
-25%derivedbetween the last two annual amendments
Advisor growth, one year
-8.3%derivedItem 5.B.3 between annual amendments
Client growth, one year
-21%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$244M, 521 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$299M52%
  • Individuals$220M38%
  • Charitable organizations$37.9M6.5%
  • Corporations and businesses$14.8M2.6%
  • Pension and profit-sharing plans$8.8M1.5%
Individual clients
588reported
HNW clients
147reported
Pension plan clients
n/areported
Charitable clients
6reported
Accounts
1,849reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$244M for 521 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
8 left, 1 joined in 12 months
net -7 in 12 months0 left in 90 days0 joined in 90 days11 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Keil Christopher Hicks · President / Chief Compliance Officercontrol
    since 01/2008 · owns 75% or more
Related persons
Schedule D 7.A
Advisers that list The H Group, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Portland, Or · principal004
Albuquerque, Nm0021
Salem, Or002
Offices
Schedule D 1.F, the 25 largest
  • Salem, OR3 employees
  • Albuquerque, NM2 employees
  • Boise, ID1 employees
What changed
consecutive filings, newest first
  • Accounts · 2,564 to 1,849
    Mar 29, 2024 to Mar 31, 2025
  • Advisory employees · 12 to 11
    Mar 29, 2024 to Mar 31, 2025
  • Corporate clients · 7 to 6
    Mar 29, 2024 to Mar 31, 2025
  • HNW clients · 182 to 147
    Mar 29, 2024 to Mar 31, 2025
  • Individual clients · 752 to 588
    Mar 29, 2024 to Mar 31, 2025
  • Assets in custody · $36.0M to $244M
    Mar 29, 2024 to Mar 31, 2025
  • Employees · 16 to 15
    Mar 29, 2024 to Mar 31, 2025
  • Insurance-licensed employees · 4 to 2
    Mar 29, 2024 to Mar 31, 2025
  • Financial planning clients · 1-10 to 1-10
    Mar 29, 2024 to Mar 31, 2025
  • State-registered IARs · 12 to 11
    Mar 29, 2024 to Mar 31, 2025
  • Discretionary RAUM · $778M to $580M
    Mar 29, 2024 to Mar 31, 2025
  • HNW RAUM · $427M to $299M
    Mar 29, 2024 to Mar 31, 2025
  • Individual RAUM · $302M to $220M
    Mar 29, 2024 to Mar 31, 2025
  • Pension RAUM · unset to 8845005.0
    Mar 29, 2024 to Mar 31, 2025
  • RAUM · $778M to $580M
    Mar 29, 2024 to Mar 31, 2025
  • Accounts · 2,892 to 2,564
    Jun 30, 2023 to Mar 29, 2024
  • Advisory employees · 13 to 12
    Jun 30, 2023 to Mar 29, 2024
  • Charity clients · 7 to 6
    Jun 30, 2023 to Mar 29, 2024
  • Corporate clients · 6 to 7
    Jun 30, 2023 to Mar 29, 2024
  • HNW clients · 237 to 182
    Jun 30, 2023 to Mar 29, 2024
  • Individual clients · 917 to 752
    Jun 30, 2023 to Mar 29, 2024
  • Assets in custody · $115M to $36.0M
    Jun 30, 2023 to Mar 29, 2024
  • State-registered IARs · 13 to 12
    Jun 30, 2023 to Mar 29, 2024
  • Discretionary RAUM · $829M to $778M
    Jun 30, 2023 to Mar 29, 2024
  • HNW RAUM · $477M to $427M
    Jun 30, 2023 to Mar 29, 2024
  • Individual RAUM · $313M to $302M
    Jun 30, 2023 to Mar 29, 2024
  • RAUM · $829M to $778M
    Jun 30, 2023 to Mar 29, 2024
  • Advisory employees · 11 to 13
    Jun 28, 2023 to Jun 30, 2023
  • Employees · 14 to 16
    Jun 28, 2023 to Jun 30, 2023
  • Insurance-licensed employees · 2 to 4
    Jun 28, 2023 to Jun 30, 2023
  • State-registered IARs · 11 to 13
    Jun 28, 2023 to Jun 30, 2023
  • Other offices · 2 to 3
    Jun 26, 2023 to Jun 28, 2023
  • Accounts · 3,284 to 2,892
    Mar 17, 2023 to Mar 29, 2023
  • Charity clients · 5 to 7
    Mar 17, 2023 to Mar 29, 2023
  • Corporate clients · 7 to 6
    Mar 17, 2023 to Mar 29, 2023
  • HNW clients · 165 to 237
    Mar 17, 2023 to Mar 29, 2023
  • Individual clients · 894 to 917
    Mar 17, 2023 to Mar 29, 2023
  • Pension plan clients · 6.0 to unset
    Mar 17, 2023 to Mar 29, 2023
  • Assets in custody · $68.6M to $115M
    Mar 17, 2023 to Mar 29, 2023
  • Discretionary RAUM · $891M to $829M
    Mar 17, 2023 to Mar 29, 2023
Signals
17 dated events
  • The H Group, Inc. no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $580.1M)
    Jul 1, 2026 · Left the SEC roster · derived
  • James Kurtis Sager left The H Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
    May 14, 2026 · Advisor changed firm · fact
  • Michael Ray Albillar left The H Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
    May 14, 2026 · Advisor changed firm · fact
  • Katherine Mary Keppel left The H Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
    May 14, 2026 · Advisor changed firm · fact
  • David Luther Hogans left The H Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
    May 14, 2026 · Advisor changed firm · fact
  • Mikki Ellen Burdine left The H Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
    May 14, 2026 · Advisor changed firm · fact
  • Jessica Diane Tierney left The H Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
    May 14, 2026 · Advisor changed firm · fact
  • Rodney Arthur Cook left The H Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
    May 14, 2026 · Advisor changed firm · fact
  • 3 advisors left The H Group, Inc. (Albuquerque, NM) for Wealth Enhancement Advisory Services, LLC on the same day
    May 14, 2026 · Team lift-out · derived
  • Laurence Thomas Hanslits left The H Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-03-02)
    May 13, 2026 · Advisor changed firm · fact
  • The H Group, Inc.'s advisors moved to Wealth Enhancement Advisory Services, LLC (Portland, OR): 5 of 9 registered, a day apart
    May 13, 2026 · Firm absorbed (people side) · derived
  • Katie Marie Martin Hewitt left The H Group, Inc. for Cascade Financial Strategies (registered 2025-12-02)
    Aug 28, 2025 · Advisor changed firm · fact
  • The H Group, Inc. reported RAUM $580.1M, down 25% from $778.2M (2024-03-29 to 2025-03-31)
    Mar 31, 2025 · RAUM change · derived
  • Douglas Eugene Lindsey left The H Group, Inc. for Farther (registered 2025-01-21)
    Feb 14, 2025 · Advisor changed firm · fact
  • Mgm LLC's advisors moved to The H Group, Inc. (Albuquerque, NM): 3 of 3 registered, on the same day
    Jun 11, 2024 · Firm absorbed (people side) · derived
  • Sarah Ann Sepulveda left The H Group, Inc. for An Exceptional Life Financial, Llc (registered 2023-10-30)
    Oct 27, 2023 · Advisor changed firm · fact
  • The H Group, Inc. reported RAUM $891.2M, up 25% from $712.6M (2021-03-26 to 2022-03-28)
    Mar 28, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026