DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R•••••• M•••••• W•••••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as R•• W•••••••••
At current firm
7 y
since Nov 14, 2018
In the industry
28 y
since Sep 1, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Nov 14, 2018 · Norristown, Pa
- F•••••••• P••••••• S••••••••• I••• unclassifiedFeb 7, 2006 to Sep 26, 2006 · Media, Pa
- C•••••• S••••• • C••• I••• national BDNov 23, 2004 to Feb 14, 2006 · Wilmington, De
Moves
a registration end followed by a registration begin elsewhere
- F•••••••• P••••••• S••••••••• I••• to S•••• F••• I••••••••• M••••••••• C••••left Sep 26, 2006, registered Nov 14, 2018 (4432 days) · Other
- C•••••• S••••• • C••• I••• to F•••••••• P••••••• S••••••••• I•••left Feb 14, 2006, registered Feb 7, 2006 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address