DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
H••••• B•••• S••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Jan 1, 2025
In the industry
27 y
since Oct 29, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• P••••••• L•• independent RIA currentsince Jan 1, 2025 · New York, Ny
- S••••••• • S•••••• formerApr 9, 2009 to Sep 3, 2020 · Los Altos, Ca
- C•••••• S••••• • C••• I••• national BDNov 29, 1999 to Jul 7, 2006 · Menlo Park, Ca
Moves
a registration end followed by a registration begin elsewhere
- S••••••• • S•••••• to C••••• P••••••• L••left Sep 3, 2020, registered Jan 1, 2025 (1581 days) · Other
- C•••••• S••••• • C••• I••• to S••••••• • S••••••left Jul 7, 2006, registered Apr 9, 2009 (1007 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address