RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• L• D••••
- W•••• F•••• A••••••• wirehouse currentsince Jul 21, 2025 · East Lansing, Mi
- S•••••• N••••••• • C••••••• I••••••••• national BDJan 17, 2018 to Jun 18, 2025 · Flint, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDJan 5, 2018 to Jan 22, 2018 · Grand Blanc, Mi
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Jun 18, 2025, registered Jul 21, 2025 (33 days) · Affiliated broker-dealer or bank to wirehouse
- A••••••••• F•••••••• S•••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••left Jan 22, 2018, registered Jan 17, 2018 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- M••••• L• D•••• left S•••••• N••••••• • C••••••• I••••••••• for W•••• F•••• A••••••• (registered 2025-07-21)Jun 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address