DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kenneth Dale Cooper
Feed of 09/15/2026
Also filed as Dale Cooper
At current firm
0 y
since Jul 14, 2026
In the industry
28 y
since Sep 2, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Arax Advisory Partners BD affiliated currentsince Jul 14, 2026 · New York, Ny
- U.S. Capital Wealth Advisors, LLC BD affiliatedJan 8, 2018 to Jul 22, 2026 · Houston, Tx
- Commonwealth Financial Network national BDJun 2, 2016 to Jul 13, 2017 · Austin, Tx
- LPL Financial LLC BD affiliatedSep 10, 2001 to Jun 15, 2016 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- U.S. Capital Wealth Advisors, LLC to Arax Advisory Partnersleft Jul 22, 2026, registered Jul 14, 2026 (-8 days) · corporate re-registration, not a move
- Commonwealth Financial Network to U.S. Capital Wealth Advisors, LLCleft Jul 13, 2017, registered Jan 8, 2018 (179 days) · Affiliated broker-dealer or bank to independent RIA
- LPL Financial LLC to Commonwealth Financial Networkleft Jun 15, 2016, registered Jun 2, 2016 (-13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address