J•••• L••• M••••••

• C•••••••• G••••• M•••••• I••• BD affiliated current
  since Nov 3, 2025 · Miami, Fl
• M••••• S•••••• wirehouse
  Sep 23, 2014 to Nov 12, 2025 · Miami, Fl
• B••••••• G••••• A•••••••• I••• unclassified
  Feb 18, 2014 to Aug 4, 2014 · Miami, Fl
• C•••••• S••••• • C••• I••• national BD
  Mar 26, 1999 to Feb 8, 2005 · Coral Gables, Fl

• M••••• S•••••• to C•••••••• G••••• M•••••• I•••
  left Nov 12, 2025, registered Nov 3, 2025 (-9 days) · Wirehouse to affiliated broker-dealer or bank
• B••••••• G••••• A•••••••• I••• to M••••• S••••••
  left Aug 4, 2014, registered Sep 23, 2014 (50 days) · Other
• C•••••• S••••• • C••• I••• to B••••••• G••••• A•••••••• I•••
  left Feb 8, 2005, registered Feb 18, 2014 (3297 days) · Other

• ••• Locked
  Nov 12, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address