R••• J•••• S••••

• N•••••••• P••••••• A••••••••• I••• independent RIA current
  since Jul 1, 2014 · Bedford, Nh
• L•• F•••••••• L•• BD affiliated current
  since Jun 3, 2014 · Newburyport, Ma
• M•• F•••••••• S•••••••• I••• former
  Mar 3, 2010 to May 30, 2014 · Newburyport, Ma
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Jul 27, 2001 to Mar 4, 2008 · Burlington, Ma

• M•• F•••••••• S•••••••• I••• to L•• F•••••••• L••
  left May 30, 2014, registered Jun 3, 2014 (4 days) · Other
• V•••• F•••••••• A•••••••• I••• to M•• F•••••••• S•••••••• I•••
  left Mar 4, 2008, registered Mar 3, 2010 (729 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address